Procurement Handbook 7460.8 Rev 2


Chapter 1: Introduction

  1.1 Purpose of the Handbook                                                                                                      

  1.2 Application                                                                                                                            

  1.3 Source Requirements                                                                                                             

  1.4 Consistency with Good Business Practices                                                                              

  1.5 State and Local Law                                                                                                              

  1.6 Public Access to Procurement Information                                                                              

  1.7 Availability of HUD Forms and Documents                                                                             

  1.8 Paperwork Reduction Information                                                                                          

  1.9 Glossary of Procurement Terms                                                                                              

  1.10 Acronym Guide                                                                                                                  

 

Chapter 2: Procurement Authority and Administration of the Procurement Function

  2.1 General   

  2.2 The Procurement Policy  

  2.3 Delegation of Authority

  2.4 Responsibility of the Contracting Officer 

  2.5 Contracting Officer Signature/Obligation of Funds 

  2.6 Staffing and Training 

 

Chapter 3: General Requirements

  3.1 Procurement Planning                                                                                                             
  3.2 Independent Cost Estimate (ICE)                                                                                           
  3.3 Documentation                                                                                                                       
  3.4 Funding and Payment                                                                                                             
  3.5 Internal Controls                                                                                                                     

 

Chapter 4: Ethics in Public Contracting 

  4.1 General                                                                                                                                  
  4.2 Principles                                                                                                                               
  4.3 Requirement for a Written Code of Standards                                                                         
  4.4 Conflicts of Interest                                                                                                                
  4.5 Gratuities, Kickbacks, and Use of Confidential Information                                                     
  4.6 Prohibition Against Contingent Fees                                                                                        
  4.7 Sanctions                                                                                                                               

 

Chapter 5: Small Purchase Procedures

  5.1 General                                                                                                                                  
  5.2 Small Purchase Dollar Limits                                                                                                  
  5.3 Competition Requirements                                                                                                       5-1
  5.4 Method of Solicitation                                                                                                            

  5.5 Quotation Evaluation                                                                                                              
  5.6 Petty Cash Purchases                                                                                                             
  5.7 Purchasing Cards                                                                                                                   
  5.8 Bonding Requirements                                                                                                            
  5.9 Purchase Orders                                                                                                                    
  5.10 Standardized Forms/Mandatory Contract Clauses                                                                
  5.11 Use of Indefinite-Delivery Contracts                                                                                     
  5.12 Negotiations                                                                                                                         
  5.13 Rejection and Notification of Unsuccessful Vendors                                                              
  5.14 Appeals                                                                                                                               
  5.15 Receiving Goods/Services and Approving Payments                                                             

 

Chapter 6: Sealed Bids 

  6.1 General  

  6.2 Description  

  6.3 When to Use Sealed Bids   

  6.4 Alternate Bids                                                                                                                        
  6.5 Invitation for Bids (IFB)                                                                                                         
  6.6 Amendments                                                                                                                          
  6.7 Pre-Bid Conference                                                                                                               
  6.8 Canceling an IFB                                                                                                                   
  6.9 Bid Opening                                                                                                                           
  6.10 Mistakes in Bids                                                                                                                   
  6.11 Bonds/Guarantees                                                                                                                
  6.12 Contract Award                                                                                                                   
  6.13 Bid Protests                                                                                                                         

  6.14 Multi-Step Bids                                                                                                                    

 

Chapter 7: Competitive Proposals  

  7.1 General    

  7.2 Competitive Proposal Process 

  7.3 Requests for Qualifications (RFQ) 

  7.4 Procurement of Legal Services by Public Housing Agencies (PHAs) 

  7.5 Employment Contracts                                                                                                         

 

Chapter 8: Noncompetitive Proposals  

  8.1 General     

  8.2 Definition    

  8.3 Restrictions    

  8.4 Process    

  8.5 Justification/Documentation     

 

Chapter 9: Specifications and Statements of Work 

  9.1 General  

  9.2 Regulatory Requirement  

  9.3 Specifications 

  9.4 Statement/Scope of Work (SOW)  

                                                                                       

 

Chapter 10: Miscellaneous Requirements    

  10.1 Contract Pricing and Types   

  10.2 Contractor Responsibility  

  10.3 Evaluating Cost and Price  

  10.4 Protests       

  10.5 Mandatory Contract Clauses       

  10.6 Prohibited Clauses-Project Labor Agreements    

  10.7 Performance Standards   

  10.8 Use of Options   

  10.9 Federal Labor Standards and Wage Rates-Construction 

  10.10 Federal Labor Standards and Wage Rates-Maintenance 

  10.11 Guidance on Federal Labor Standards Requirements  

  10.12 Procurement of Recovered Materials   

 

Chapter 11: Contract Administration   

  11.1 General     

  11.2 Administering Construction Contracts   

  11.3 Administering Non-Construction Contracts      

  11.4 Contract Modifications   

  11.5 Contract Claims   

  11.6 Contract Terminations     

 

Chapter 12: HUD Review Requirements  

  12.1. General    

  12.2 Contracting Actions Requiring HUD Approval  

  12.3 PHA Submission Requirements for Actions Requiring HUD Approval  

  12.4 Development    

  12.5 Exemption from Pre-Award Review  

 

Chapter 13: State and Local Laws and Regulations Governing PHA Procurement  

  13.1 General   

  13.2 Exceptions to Local Pre-emption  

  13.3 State Law      

  13.4 Local Law   

  13.5 Guidance on State and Local Procurement Laws  

 

Chapter 14: Cooperative Business Relationships 

  14.1 General   

  14.2 Intergovernmental Agreements for Procurement Activity  

  14.3 Selecting Joint Venture Partners   

  14.4 Conflict of Interest Considerations for Joint Ventures, Subsidiaries and Affiliates  

  14.5 Procurement Requirements of Joint Venture Partners  

  14.6 Contracting with PHA Subsidiaries, Affiliates, and Joint Venture Partners 

  14.7 Consortia 

  14.8 Considerations

 

Chapter 15: Employment & Training Opportunities and Contracting with Residents,Resident-Owned, Small, Minority, and Other Disadvantaged Businesses

  15.1 General 

  15.2 Section 3 of the Housing and Urban Development Act of 1968

  15.3 Resident-Owned Businesses 

  15.4 Contracting with Resident Management Corporations (RMCs)

  15.5 Assistance to Small and Other Disadvantaged Businesses 

 

Chapter 16: Public/Private Partnerships, HOPE VI, Mixed-Finance Development and Bond Financing

  16.1 General     

  16.2 Application    

  16.3 Definitions  

  16.4 Selection of Developer/Development Partner    

  16.5 HUD Review of Hope VI Procurement Actions    

  16.6 Procurement Requirements of the Developer 

  16.7 Other Required Efforts 

  16.8 Procurement by Parties Other Than the PHA or the Developer   

  16.9 Resident Involvement    

  16.10 Procurement by the PHA as Developer with Ownership Interest in the Development or Ownership Entity

  16.11 Issues Arising in Community and Supportive Services (CSS) Procurement Activity  

  16.12 Contracting with Sub-Grantees   

  16.13 Mandatory Contract Clauses    

  16.14 Fees and Guarantees     

 

Chapter 17: Utility Purchasing, Energy Conservation Loans, and Energy Performance Contracting                         

 17.1 General                                                                                                                              

  17.2 Energy Conservation Loans (Operating Subsidy Add-On)  

  17.3 Energy Performance Contracting (Frozen Rolling Base Incentive) 

  17.4 Utility Purchasing   

  17.5 Procurement Regulations Pertaining to Energy Conservation Loans Energy Performance Contracting  Resources